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FINRA Broker Disclosures for Brokers International Financial Services, Llc.

Our Staff has compiled our research into a database of FINRA Broker Disclosures for Brokers International Financial Services, Llc.. Search or filter the database to find more about a specific broker.

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Displaying 10 out of 68 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Mark Jeffery Martin1945626106/03/2024Customer DisputePending$31,500.00$0.00See FINRA Report
Michael James Shonsey422524102/02/2023Customer DisputeSettled$300,000.00$0.00See FINRA Report
E Dale McCarty5676607109/16/2022Customer DisputeDenied$0.00$0.00See FINRA Report
Monte Lee Peterson2946357203/12/2021Customer DisputeDenied$401,000.00$0.00See FINRA Report
Michael Joseph Lucia22295591307/06/2020Customer DisputeSettled$5,000.00$0.00See FINRA Report
Michael Dean Lisle3014232204/14/2020Customer DisputeDenied$13,757.70$0.00See FINRA Report
John Emil Limpert1782540203/31/2020Customer DisputeDenied$35,000.00$0.00See FINRA Report
Raymond Leslie Hammock825943112/12/2018Customer DisputeDenied$98,000.00$0.00See FINRA Report
Robert Ralph Martini2167337110/25/2016Customer DisputeDenied$400,000.00$0.00See FINRA Report
Michael Joseph Lucia22295591310/08/2015Customer DisputeDenied$200,000.00$0.00See FINRA Report

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