Our Staff has compiled our research into a database of FINRA Broker Disclosures for Brokers International Financial Services, Llc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Mark Jeffery Martin | 1945626 | 1 | 06/03/2024 | Customer Dispute | Pending | $31,500.00 | $0.00 | See FINRA Report |
Michael James Shonsey | 422524 | 1 | 02/02/2023 | Customer Dispute | Settled | $300,000.00 | $0.00 | See FINRA Report |
E Dale McCarty | 5676607 | 1 | 09/16/2022 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
Monte Lee Peterson | 2946357 | 2 | 03/12/2021 | Customer Dispute | Denied | $401,000.00 | $0.00 | See FINRA Report |
Michael Joseph Lucia | 2229559 | 13 | 07/06/2020 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
Michael Dean Lisle | 3014232 | 2 | 04/14/2020 | Customer Dispute | Denied | $13,757.70 | $0.00 | See FINRA Report |
John Emil Limpert | 1782540 | 2 | 03/31/2020 | Customer Dispute | Denied | $35,000.00 | $0.00 | See FINRA Report |
Raymond Leslie Hammock | 825943 | 1 | 12/12/2018 | Customer Dispute | Denied | $98,000.00 | $0.00 | See FINRA Report |
Robert Ralph Martini | 2167337 | 1 | 10/25/2016 | Customer Dispute | Denied | $400,000.00 | $0.00 | See FINRA Report |
Michael Joseph Lucia | 2229559 | 13 | 10/08/2015 | Customer Dispute | Denied | $200,000.00 | $0.00 | See FINRA Report |