Our Staff has compiled our research into a database of FINRA Broker Disclosures for Brokers International Financial Services, Llc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| E Dale McCarty | 5676607 | 1 | 09/16/2022 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Monte Lee Peterson | 2946357 | 2 | 03/12/2021 | Customer Dispute | Denied | $401,000.00 | $0.00 | See FINRA Report |
| Michael Joseph Lucia | 2229559 | 13 | 07/06/2020 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
| Michael Dean Lisle | 3014232 | 2 | 04/14/2020 | Customer Dispute | Denied | $13,757.70 | $0.00 | See FINRA Report |
| John Emil Limpert | 1782540 | 2 | 03/31/2020 | Customer Dispute | Denied | $35,000.00 | $0.00 | See FINRA Report |
| Raymond Leslie Hammock | 825943 | 1 | 12/12/2018 | Customer Dispute | Denied | $98,000.00 | $0.00 | See FINRA Report |
| Robert Ralph Martini | 2167337 | 1 | 10/25/2016 | Customer Dispute | Denied | $400,000.00 | $0.00 | See FINRA Report |
| Saralyn R Rickman | 2423742 | 2 | 10/14/2016 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Douglas Craig McKenna | 1045137 | 1 | 07/26/2016 | Customer Dispute | Closed-No Action | $585,000.00 | $0.00 | See FINRA Report |
| Michael Joseph Lucia | 2229559 | 13 | 10/08/2015 | Customer Dispute | Denied | $200,000.00 | $0.00 | See FINRA Report |