Our Staff has compiled our research into a database of FINRA Broker Disclosures for Brokers International Financial Services, Llc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Anthony Charles Peck | 7716810 | 1 | 12/12/2023 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Scott William Norvell | 2196706 | 5 | 11/22/2023 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Garrett J Manning | 6887127 | 2 | 11/10/2021 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Robert Martin van Pelt | 453274 | 5 | 05/06/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Steven James Sandberg | 2137040 | 2 | 02/13/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| David John Wallach | 2238755 | 3 | 02/04/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| David John Wallach | 2238755 | 3 | 02/04/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| David John Wallach | 2238755 | 3 | 02/04/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Robert Martin van Pelt | 453274 | 5 | 09/14/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Joseph Francis Boyle | 4786879 | 2 | 03/03/2017 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |