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FINRA Broker Disclosures for Brokers International Financial Services, Llc.

Our Staff has compiled our research into a database of FINRA Broker Disclosures for Brokers International Financial Services, Llc.. Search or filter the database to find more about a specific broker.

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Displaying 10 out of 153 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Scott B Weilage2329056111/04/2022Judgment / Lien$0.00$0.00See FINRA Report
William Deleen Nichols3208638110/27/2022RegulatoryFinal$0.00$0.00See FINRA Report
E Dale McCarty5676607109/16/2022Customer DisputeDenied$0.00$0.00See FINRA Report
Dustin Richard Johnson6280161201/24/2022Employment Separation After Allegations$0.00$0.00See FINRA Report
Chad Russell Peterson2629063101/24/2022Employment Separation After Allegations$0.00$0.00See FINRA Report
Andrew Carl Rennerfeldt4205413101/24/2022Employment Separation After Allegations$0.00$0.00See FINRA Report
Monte Lee Peterson2946357203/12/2021Customer DisputeDenied$401,000.00$0.00See FINRA Report
Michael Joseph Lucia22295591307/06/2020Customer DisputeSettled$5,000.00$0.00See FINRA Report
Michael Dean Lisle3014232204/14/2020Customer DisputeDenied$13,757.70$0.00See FINRA Report
John Emil Limpert1782540203/31/2020Customer DisputeDenied$35,000.00$0.00See FINRA Report

153 Results

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