Our Staff has compiled our research into a database of FINRA Broker Disclosures for Brokers International Financial Services, Llc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Scott B Weilage | 2329056 | 1 | 11/04/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
William Deleen Nichols | 3208638 | 1 | 10/27/2022 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
E Dale McCarty | 5676607 | 1 | 09/16/2022 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
Dustin Richard Johnson | 6280161 | 2 | 01/24/2022 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
Chad Russell Peterson | 2629063 | 1 | 01/24/2022 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
Andrew Carl Rennerfeldt | 4205413 | 1 | 01/24/2022 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
Monte Lee Peterson | 2946357 | 2 | 03/12/2021 | Customer Dispute | Denied | $401,000.00 | $0.00 | See FINRA Report |
Michael Joseph Lucia | 2229559 | 13 | 07/06/2020 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
Michael Dean Lisle | 3014232 | 2 | 04/14/2020 | Customer Dispute | Denied | $13,757.70 | $0.00 | See FINRA Report |
John Emil Limpert | 1782540 | 2 | 03/31/2020 | Customer Dispute | Denied | $35,000.00 | $0.00 | See FINRA Report |