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FINRA Broker Disclosures for Brokers International Financial Services, Llc.

Our Staff has compiled our research into a database of FINRA Broker Disclosures for Brokers International Financial Services, Llc.. Search or filter the database to find more about a specific broker.

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Displaying 10 out of 146 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Mark Jeffery Martin1945626106/03/2024Customer DisputePending$31,500.00$0.00See FINRA Report
Anthony Charles Peck7716810112/12/2023RegulatoryFinal$0.00$0.00See FINRA Report
Scott William Norvell2196706511/22/2023RegulatoryFinal$0.00$0.00See FINRA Report
Scott B Weilage2329056202/28/2023Judgment / Lien$0.00$0.00See FINRA Report
Michael James Shonsey422524102/02/2023Customer DisputeSettled$300,000.00$0.00See FINRA Report
Scott B Weilage2329056211/04/2022Judgment / Lien$0.00$0.00See FINRA Report
E Dale McCarty5676607109/16/2022Customer DisputeDenied$0.00$0.00See FINRA Report
Chad Russell Peterson2629063101/24/2022Employment Separation After Allegations$0.00$0.00See FINRA Report
Dustin Richard Johnson6280161201/24/2022Employment Separation After Allegations$0.00$0.00See FINRA Report
Andrew Carl Rennerfeldt4205413101/24/2022Employment Separation After Allegations$0.00$0.00See FINRA Report

146 Results

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