Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Kimsey Allen Hollifield | 5851037 | 1 | 09/15/2022 | Customer Dispute | Settled | $35,499.00 | $0.00 | See FINRA Report |
| Anita Louise Lester | 4478199 | 1 | 01/18/2022 | Customer Dispute | Settled | $400,000.00 | $0.00 | See FINRA Report |
| Miles Wesley Costin | 6644569 | 1 | 06/25/2021 | Customer Dispute | Settled | $177,534.00 | $0.00 | See FINRA Report |
| Ryan David Cowley | 2944134 | 2 | 05/10/2018 | Customer Dispute | Settled | $200,000.00 | $0.00 | See FINRA Report |
| Joshua Williamson | 5405183 | 1 | 12/06/2017 | Customer Dispute | Settled | $55,000.00 | $0.00 | See FINRA Report |
| Eric Eugene Kearney | 4460539 | 5 | 05/15/2017 | Customer Dispute | Settled | $375,000.00 | $0.00 | See FINRA Report |
| James Phillip Winther | 3188240 | 2 | 01/13/2016 | Customer Dispute | Settled | $340,664.00 | $0.00 | See FINRA Report |
| Thomas Rudolph Fortino | 2579139 | 5 | 12/01/2015 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Jason Michael Crump | 4096604 | 1 | 04/13/2015 | Customer Dispute | Settled | $9,000.00 | $0.00 | See FINRA Report |
| Ryan David Cowley | 2944134 | 2 | 05/07/2014 | Customer Dispute | Settled | $574,745.00 | $0.00 | See FINRA Report |