Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Robert Michael Lester | 4885592 | 4 | 07/16/2015 | Customer Dispute | Closed-No Action | $5,000.00 | $0.00 | See FINRA Report |
| Erick J Arnett | 5007131 | 2 | 08/31/2010 | Customer Dispute | Closed-No Action | $13,862.70 | $0.00 | See FINRA Report |
| David John Gagnon | 2200199 | 4 | 04/07/2008 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| David John Gagnon | 2200199 | 4 | 08/15/2001 | Customer Dispute | Closed-No Action | $85,000.00 | $0.00 | See FINRA Report |