Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Allan Curtis Parlier | 4071709 | 1 | 10/31/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Alan Henry Smith | 1945068 | 1 | 09/01/2016 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| John Martini Jansen | 2290021 | 5 | 12/10/2015 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| David John Gagnon | 2200199 | 4 | 02/06/2014 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Kevin Todd Clark | 1971370 | 2 | 08/30/2010 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Michael Ryan Kren | 5598381 | 2 | 02/12/2010 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| John Christopher Conley | 4182958 | 1 | 02/17/1997 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Frank Carlo Marano | 2457696 | 1 | 02/14/1997 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Antoine G Ducros | 1410101 | 1 | 01/15/1990 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |