Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| David Doron Mehler | 6227827 | 2 | 12/20/2012 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Leslie Catherine Verkuilen | 6192119 | 1 | 09/05/2004 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Jonathan B Erwin | 5837866 | 1 | 03/02/2001 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Jason William Bergey | 2827188 | 1 | 11/18/1993 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Robert Michael Lester | 4885592 | 4 | 03/23/1992 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |