Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Paul Jacques Stawinski | 717063 | 6 | 09/02/2022 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Michael Joseph Azzato | 6148833 | 2 | 06/21/2019 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Nabil Bouab | 4340284 | 8 | 06/05/2013 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Richard L Going | 4416135 | 1 | 06/28/2012 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Joseph Anthony Petrillo | 4129541 | 4 | 05/14/2010 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Timothy Sean McEneny | 2250543 | 3 | 03/05/2010 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Roy Arendal Norman | 1543608 | 3 | 07/13/2004 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Anthony Richard Joslin | 2281191 | 11 | 04/28/2003 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Jason Eric Zwibel | 2460258 | 6 | 11/21/1994 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |