Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Daniel Joseph Lombardozzi | 3190741 | 2 | 03/20/2013 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Terry Lee Brodt | 2033812 | 10 | 06/09/2010 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| John N Girgis | 5021526 | 5 | 02/04/2010 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Anthony Richard Joslin | 2281191 | 11 | 09/26/2005 | Customer Dispute | Denied | $17,800.00 | $0.00 | See FINRA Report |
| Anthony Richard Joslin | 2281191 | 11 | 11/22/2004 | Customer Dispute | Denied | $38,676.00 | $0.00 | See FINRA Report |
| Glenn Ward Leboeuf | 1003078 | 7 | 03/13/2002 | Customer Dispute | Denied | $148,605.00 | $0.00 | See FINRA Report |
| Terry Lee Brodt | 2033812 | 10 | 09/06/2001 | Customer Dispute | Denied | $9,985.00 | $0.00 | See FINRA Report |
| Jason Eric Zwibel | 2460258 | 6 | 11/22/2000 | Customer Dispute | Denied | $65,000.00 | $0.00 | See FINRA Report |
| Jason Eric Zwibel | 2460258 | 6 | 04/20/1998 | Customer Dispute | Denied | $60,000.00 | $0.00 | See FINRA Report |