Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| John N Girgis | 5021526 | 5 | 12/24/2020 | Customer Dispute | Award / Judgment | $411,740.00 | $234,336.00 | See FINRA Report |
| Donald Charles Madigan | 2016175 | 2 | 05/01/2015 | Customer Dispute | Award / Judgment | $214,349.00 | $0.00 | See FINRA Report |
| Roy Arendal Norman | 1543608 | 3 | 05/22/2006 | Customer Dispute | Award / Judgment | $304,000.00 | $0.00 | See FINRA Report |