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FINRA Broker Disclosures for

Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.

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Displaying 10 out of 86 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Sean Michael Olsen2789558106/03/2024Customer DisputePending$253,476.00$0.00See FINRA Report
Nabil Bouab4340284805/17/2024Customer DisputePending$100,000.00$0.00See FINRA Report
Nabil Bouab4340284805/17/2024Customer DisputePending$100,000.00$0.00See FINRA Report
Nabil Bouab4340284804/30/2024Customer DisputePending$176,622.00$0.00See FINRA Report
Terry Lee Brodt20338121003/29/2024Judgment / Lien$0.00$0.00See FINRA Report
Terry Lee Brodt20338121002/20/2024Judgment / Lien$0.00$0.00See FINRA Report
John N Girgis5021526503/03/2023Customer DisputeSettled$264,475.00$0.00See FINRA Report
Nabil Bouab4340284801/25/2023Customer DisputeSettled$350,000.00$0.00See FINRA Report
Nabil Bouab4340284811/07/2022Customer DisputeSettled$776,000.00$0.00See FINRA Report
Nabil Bouab4340284810/20/2022Customer DisputeSettled$0.00$0.00See FINRA Report

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