Our Staff has compiled our research into a database of FINRA Broker Disclosures for Liberty Partners Financial Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
John Francis Davenport | 1448999 | 9 | 07/27/2019 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
Le Xi | 6450343 | 1 | 05/25/2018 | Customer Dispute | Settled | $55,088.00 | $0.00 | See FINRA Report |
Cassandra Taleen Woodward | 2956369 | 1 | 02/26/2015 | Customer Dispute | Settled | $67,971.90 | $0.00 | See FINRA Report |
Nicholas Tilden Drew | 2774394 | 11 | 06/27/2012 | Customer Dispute | Settled | $9,331.64 | $0.00 | See FINRA Report |
Nicholas Tilden Drew | 2774394 | 11 | 02/22/2012 | Customer Dispute | Settled | $22,030.00 | $0.00 | See FINRA Report |
Thomas Lynn McGuire | 4371219 | 2 | 10/12/2010 | Customer Dispute | Settled | $58,838.80 | $0.00 | See FINRA Report |
Bruce Michael Cohen | 1201263 | 6 | 10/27/2005 | Customer Dispute | Settled | $85,000.00 | $0.00 | See FINRA Report |
John Francis Davenport | 1448999 | 9 | 12/09/2003 | Customer Dispute | Settled | $15,000.00 | $0.00 | See FINRA Report |
Bruce Michael Cohen | 1201263 | 6 | 04/17/1999 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
Bruce Michael Cohen | 1201263 | 6 | 04/17/1999 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |