Our Staff has compiled our research into a database of FINRA Broker Disclosures for Liberty Partners Financial Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Manesh N Dave | 1676913 | 2 | 09/05/2003 | Customer Dispute | Closed-No Action | $5,000.00 | $0.00 | See FINRA Report |
| Stephen Lee Plocher | 2696576 | 6 | 08/26/2003 | Customer Dispute | Closed-No Action | $40,000.00 | $0.00 | See FINRA Report |
| Stephen Lee Plocher | 2696576 | 6 | 09/17/1997 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |