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FINRA Broker Disclosures for Liberty Partners Financial Services, LLC

Our Staff has compiled our research into a database of FINRA Broker Disclosures for Liberty Partners Financial Services, LLC. Search or filter the database to find more about a specific broker.

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Displaying 10 out of 36 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
John Francis Davenport1448999907/27/2019Customer DisputeSettled$0.00$0.00See FINRA Report
Le Xi6450343105/25/2018Customer DisputeSettled$55,088.00$0.00See FINRA Report
Mark Axmacher5534770402/02/2016Customer DisputeDenied$5,718.60$0.00See FINRA Report
Cassandra Taleen Woodward2956369102/26/2015Customer DisputeSettled$67,971.90$0.00See FINRA Report
Anthony Peter Mashintonio839330408/16/2013Customer DisputeDenied$468,282.00$0.00See FINRA Report
Michael Leonard Gorman2817676204/15/2013Customer DisputeDenied$0.00$0.00See FINRA Report
Nicholas Tilden Drew27743941106/27/2012Customer DisputeSettled$9,331.64$0.00See FINRA Report
Nicholas Tilden Drew27743941103/03/2012Customer DisputeDenied$0.00$0.00See FINRA Report
Nicholas Tilden Drew27743941102/22/2012Customer DisputeSettled$22,030.00$0.00See FINRA Report
John Francis Davenport1448999902/02/2012Customer DisputeDenied$0.00$0.00See FINRA Report

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