Our Staff has compiled our research into a database of FINRA Broker Disclosures for Liberty Partners Financial Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Mark Axmacher | 5534770 | 4 | 02/02/2016 | Customer Dispute | Denied | $5,718.60 | $0.00 | See FINRA Report |
| Anthony Peter Mashintonio | 839330 | 4 | 08/16/2013 | Customer Dispute | Denied | $468,282.00 | $0.00 | See FINRA Report |
| Michael Leonard Gorman | 2817676 | 2 | 04/15/2013 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Nicholas Tilden Drew | 2774394 | 11 | 03/03/2012 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| John Francis Davenport | 1448999 | 9 | 02/02/2012 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Thomas Lynn McGuire | 4371219 | 2 | 01/29/2010 | Customer Dispute | Denied | $25,000.00 | $0.00 | See FINRA Report |
| Richard Klein | 2930150 | 1 | 05/01/2007 | Customer Dispute | Denied | $15,000.00 | $0.00 | See FINRA Report |
| Thomas Anthony Smith | 2109368 | 5 | 11/14/2003 | Customer Dispute | Denied | $45,000.00 | $0.00 | See FINRA Report |
| Bruce Michael Cohen | 1201263 | 6 | 09/05/1997 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |