Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wealth Enhancement Brokerage Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Kevin M O'Brien | 1866397 | 1 | 05/19/2022 | Customer Dispute | Settled | $50,713.00 | $0.00 | See FINRA Report |
| Shad Ketcher | 2684383 | 1 | 01/06/2022 | Customer Dispute | Settled | $100,001.00 | $0.00 | See FINRA Report |
| Reginald Gray Hunnicutt | 1245147 | 1 | 09/18/2018 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
| Brent Curtis Wolf | 2528239 | 2 | 04/23/2013 | Customer Dispute | Settled | $49,999.00 | $0.00 | See FINRA Report |
| Michael Theodore Haley | 4544331 | 1 | 10/24/2007 | Customer Dispute | Settled | $5,200.00 | $0.00 | See FINRA Report |
| Loretta Irene Perry | 1258330 | 1 | 12/14/2006 | Customer Dispute | Settled | $423,400.00 | $0.00 | See FINRA Report |
| John Andrew Patterson | 1588308 | 1 | 04/25/2005 | Customer Dispute | Settled | $6,200.00 | $0.00 | See FINRA Report |
| Morgan Peter Schleif | 2238685 | 1 | 07/11/2003 | Customer Dispute | Settled | $5,962.00 | $0.00 | See FINRA Report |
| William Leo Trahan | 1473645 | 1 | 04/17/2003 | Customer Dispute | Settled | $290,258.00 | $0.00 | See FINRA Report |
| Daniel Jay Cotton | 2103361 | 2 | 03/14/2002 | Customer Dispute | Settled | $9,000.00 | $0.00 | See FINRA Report |