Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wealth Enhancement Brokerage Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jordan Brown | 6534686 | 1 | 09/01/2022 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Kenneth James Smith | 4351226 | 1 | 03/04/2020 | Customer Dispute | Denied | $197,844.00 | $0.00 | See FINRA Report |
| Daniel Librizzi | 2865612 | 1 | 12/01/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Reginald Gray Hunnicutt | 1245147 | 1 | 09/18/2018 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
| Derek Green | 2313496 | 3 | 01/19/2018 | Customer Dispute | Closed-No Action | $31,000.00 | $0.00 | See FINRA Report |
| William R Berkowitz | 19518 | 4 | 01/09/2017 | Customer Dispute | Withdrawn | $6,100.00 | $0.00 | See FINRA Report |
| Austin Deshane | 6158951 | 2 | 12/22/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| M. Scot Lance | 2264884 | 3 | 10/26/2016 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Austin Deshane | 6158951 | 2 | 03/01/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Tami Heuring | 4533405 | 1 | 07/27/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |