Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wealth Enhancement Brokerage Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Derek Green | 2313496 | 3 | 12/18/2012 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
William R Berkowitz | 19518 | 4 | 05/09/1997 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
William R Berkowitz | 19518 | 4 | 08/04/1978 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |