Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wealth Enhancement Brokerage Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Abraham Barrera | 5734800 | 1 | 09/26/2023 | Customer Dispute | Pending | $75,000.00 | $0.00 | See FINRA Report |
| Kevin M O'Brien | 1866397 | 1 | 05/19/2022 | Customer Dispute | Settled | $50,713.00 | $0.00 | See FINRA Report |
| Shad Ketcher | 2684383 | 1 | 01/06/2022 | Customer Dispute | Settled | $100,001.00 | $0.00 | See FINRA Report |
| Brian Bedford | 4305320 | 2 | 04/23/2020 | Customer Dispute | Denied | $56,290.00 | $0.00 | See FINRA Report |
| Kenneth James Smith | 4351226 | 1 | 03/04/2020 | Customer Dispute | Denied | $197,844.00 | $0.00 | See FINRA Report |
| Reginald Gray Hunnicutt | 1245147 | 1 | 09/18/2018 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
| Derek Green | 2313496 | 3 | 01/19/2018 | Customer Dispute | Closed-No Action | $31,000.00 | $0.00 | See FINRA Report |
| William R Berkowitz | 19518 | 4 | 01/09/2017 | Customer Dispute | Withdrawn | $6,100.00 | $0.00 | See FINRA Report |
| M. Scot Lance | 2264884 | 3 | 10/26/2016 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Jared Knowles | 5339458 | 1 | 04/27/2015 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |