Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wealth Enhancement Brokerage Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Kenneth James Smith | 4351226 | 1 | 03/04/2020 | Customer Dispute | Denied | $197,844.00 | $0.00 | See FINRA Report |
| Reginald Gray Hunnicutt | 1245147 | 1 | 09/18/2018 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
| Derek Green | 2313496 | 3 | 01/19/2018 | Customer Dispute | Closed-No Action | $31,000.00 | $0.00 | See FINRA Report |
| William R Berkowitz | 19518 | 4 | 01/09/2017 | Customer Dispute | Withdrawn | $6,100.00 | $0.00 | See FINRA Report |
| M. Scot Lance | 2264884 | 3 | 10/26/2016 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Jared Knowles | 5339458 | 1 | 04/27/2015 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Benjamin Kelly Graves | 1233469 | 1 | 06/08/2009 | Customer Dispute | Denied | $10,000.00 | $0.00 | See FINRA Report |
| Carl David Hedstrom | 1535132 | 2 | 02/06/2009 | Customer Dispute | Denied | $73,699.00 | $0.00 | See FINRA Report |
| M. Scot Lance | 2264884 | 3 | 01/06/2009 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Larry Philip Ginsburg | 731003 | 2 | 10/27/2008 | Customer Dispute | Denied | $200,000.00 | $0.00 | See FINRA Report |