Potomac Analytics' Logo

FINRA Broker Disclosures for SG Americas Securities, LLC

Our Staff has compiled our research into a database of FINRA Broker Disclosures for SG Americas Securities, LLC. Search or filter the database to find more about a specific broker.

Search by Name, CRD, Disclosures, or Damages:

Filter by:

Sort by:

Displaying 3 out of 3 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Mihir Shah4985580110/18/2014Employment Separation After Allegations$0.00$0.00See FINRA Report
Matthew W Miller2580138110/08/2013Employment Separation After Allegations$0.00$0.00See FINRA Report
Terrence Michael Seibold1902798110/20/2011Employment Separation After Allegations$0.00$0.00See FINRA Report

3 Results

Display: