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FINRA Broker Disclosures for SG Americas Securities, LLC

Our Staff has compiled our research into a database of FINRA Broker Disclosures for SG Americas Securities, LLC. Search or filter the database to find more about a specific broker.

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Displaying 3 out of 3 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Nima Masomi6881103105/07/2010CriminalFinal Disposition$0.00$0.00See FINRA Report
Sean C Healy6693721112/14/2008CriminalFinal Disposition$0.00$0.00See FINRA Report
Christopher Raymond Ng2586435105/18/1990CriminalFinal Disposition$0.00$0.00See FINRA Report

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