Our Staff has compiled our research into a database of FINRA Broker Disclosures for SG Americas Securities, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Nicolas J Guerin | 4304247 | 1 | 05/20/2013 | Customer Dispute | Settled | $10,200,000.00 | $0.00 | See FINRA Report |
| Sandy P Wong | 2284942 | 1 | 11/15/2005 | Customer Dispute | Denied | $55,000.00 | $0.00 | See FINRA Report |