Our Staff has compiled our research into a database of FINRA Broker Disclosures for SG Americas Securities, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Thomas Santiago | 2558031 | 1 | 04/23/2023 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Eli Lazarowitz | 2280539 | 1 | 12/05/2017 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Juan Sebastian Restrepo | 6513366 | 1 | 07/05/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Mihir Shah | 4985580 | 1 | 10/18/2014 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Matthew W Miller | 2580138 | 1 | 10/08/2013 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Nicolas J Guerin | 4304247 | 1 | 05/20/2013 | Customer Dispute | Settled | $10,200,000.00 | $0.00 | See FINRA Report |
| Sandy P Wong | 2284942 | 1 | 11/15/2005 | Customer Dispute | Denied | $55,000.00 | $0.00 | See FINRA Report |
| David Allan Jenkins | 5291054 | 1 | 12/02/2003 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Kathleen Adele Muran | 5257232 | 1 | 09/29/1998 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Laurence Weinstein | 6563396 | 1 | 08/13/1990 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |