Our Staff has compiled our research into a database of FINRA Broker Disclosures for Capfinancial Securities, Llc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Rashad Sullivan | 5619058 | 2 | 11/18/2020 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Rashad Sullivan | 5619058 | 2 | 09/19/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Melissa Kuhl Colley | 1544753 | 1 | 06/08/2015 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |