Our Staff has compiled our research into a database of FINRA Broker Disclosures for Capfinancial Securities, Llc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Phillip Epting | 6278155 | 1 | 10/26/2007 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Ryan Gregory Jantzen | 2164209 | 2 | 08/11/1986 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Jan Joseph Rezler | 2671461 | 1 | 04/16/1984 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Betty Jean Jones | 840714 | 1 | 07/03/1969 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |