Our Staff has compiled our research into a database of FINRA Broker Disclosures for Capfinancial Securities, Llc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Mark William Chamberlain | 1655738 | 8 | 05/08/2015 | Customer Dispute | Closed-No Action | $29,700.00 | $0.00 | See FINRA Report |
| Mark William Chamberlain | 1655738 | 8 | 04/22/2008 | Customer Dispute | Closed-No Action | $99,288.00 | $0.00 | See FINRA Report |