Our Staff has compiled our research into a database of FINRA Broker Disclosures for Capfinancial Securities, Llc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Mark William Chamberlain | 1655738 | 8 | 08/21/2017 | Customer Dispute | Denied | $94,000.00 | $0.00 | See FINRA Report |
| John Kenney | 3084401 | 1 | 03/20/2006 | Customer Dispute | Denied | $6,319.00 | $0.00 | See FINRA Report |
| Mark William Chamberlain | 1655738 | 8 | 08/20/2004 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Mark William Chamberlain | 1655738 | 8 | 02/18/2004 | Customer Dispute | Denied | $8,635.00 | $0.00 | See FINRA Report |
| Thomas Francis Muldowney | 2125331 | 1 | 08/20/2003 | Customer Dispute | Denied | $150,000.00 | $0.00 | See FINRA Report |