Our Staff has compiled our research into a database of FINRA Broker Disclosures for Steward Partners Investment Solutions, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Stephen Parker Nitz | 1298437 | 2 | 05/21/2024 | Customer Dispute | Pending | $19,164.50 | $0.00 | See FINRA Report |
| Stephen Parker Nitz | 1298437 | 2 | 04/09/2024 | Customer Dispute | Pending | $50,000.00 | $0.00 | See FINRA Report |
| Tamara A Rasum | 5147930 | 1 | 03/18/2015 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |