Our Staff has compiled our research into a database of FINRA Broker Disclosures for Steward Partners Investment Solutions, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Mark Johnson | 1216677 | 3 | 07/23/2020 | Customer Dispute | Denied | $22,418.20 | $0.00 | See FINRA Report |
| Peter Harry Shanahan | 1386092 | 3 | 10/11/2019 | Customer Dispute | Denied | $180,000.00 | $0.00 | See FINRA Report |
| Michael James Germano | 4660076 | 2 | 05/02/2017 | Customer Dispute | Denied | $250,815.00 | $0.00 | See FINRA Report |
| David Bernacchia | 1281847 | 1 | 04/26/2016 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Wilhelmina Deanna Joseph | 262312 | 1 | 06/25/2012 | Customer Dispute | Denied | $150,000.00 | $0.00 | See FINRA Report |
| Michael James Germano | 4660076 | 2 | 06/23/2011 | Customer Dispute | Denied | $9,370.99 | $0.00 | See FINRA Report |
| Robert Michael Baker | 2706889 | 3 | 05/20/2010 | Customer Dispute | Denied | $79,000.00 | $0.00 | See FINRA Report |
| Michael Lee Stradt | 1290196 | 1 | 10/23/2009 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Christopher Evans McAdoo | 1757312 | 4 | 09/24/2009 | Customer Dispute | Denied | $850,845.00 | $0.00 | See FINRA Report |
| John Alexander Rice | 2269699 | 4 | 02/23/2009 | Customer Dispute | Denied | $27,000.00 | $0.00 | See FINRA Report |