Our Staff has compiled our research into a database of FINRA Broker Disclosures for Steward Partners Investment Solutions, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Joshua Adam Deaver | 5967648 | 1 | 03/31/2021 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Anthony Roy Mandile | 5769550 | 1 | 02/12/2012 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Anthony James Cervio | 6205327 | 1 | 01/10/2008 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Ismael Humberto Robledo | 3056239 | 1 | 06/08/1991 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Dawn Earl Thompson-Mayfield | 2372108 | 1 | 07/11/1983 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |