Our Staff has compiled our research into a database of FINRA Broker Disclosures for Steward Partners Investment Solutions, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| David Alan Carbiener | 2279691 | 1 | 01/29/2022 | Customer Dispute | Settled | $7,580.00 | $0.00 | See FINRA Report |
| Mark Johnson | 1216677 | 3 | 07/23/2020 | Customer Dispute | Denied | $22,418.20 | $0.00 | See FINRA Report |
| Peter Harry Shanahan | 1386092 | 3 | 10/11/2019 | Customer Dispute | Denied | $180,000.00 | $0.00 | See FINRA Report |
| Michael James Germano | 4660076 | 2 | 05/02/2017 | Customer Dispute | Denied | $250,815.00 | $0.00 | See FINRA Report |
| William Christopher McShane | 1099025 | 1 | 02/07/2017 | Customer Dispute | Settled | $2,442,590.00 | $0.00 | See FINRA Report |
| Andrew Joseph Egber | 1894585 | 4 | 06/29/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Andrew Joseph Egber | 1894585 | 4 | 06/29/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Andrew Joseph Egber | 1894585 | 4 | 06/29/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| David Bernacchia | 1281847 | 1 | 04/26/2016 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Edith Clara David | 4187931 | 1 | 07/02/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |