Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Shawn Christian Everett | 4653270 | 2 | 09/16/2021 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Russell L Thompson | 6610312 | 3 | 08/12/2021 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Anthony Drake Abrams | 2829747 | 1 | 08/07/2020 | Customer Dispute | Settled | $15,000.00 | $0.00 | See FINRA Report |
| Shawn Christian Everett | 4653270 | 2 | 10/29/2019 | Customer Dispute | Settled | $21,000.00 | $0.00 | See FINRA Report |
| Jeffrey Alan Umbaugh | 4299073 | 3 | 11/18/2015 | Customer Dispute | Settled | $50,000.00 | $0.00 | See FINRA Report |
| James Richard Reim | 1303142 | 1 | 11/02/2009 | Customer Dispute | Settled | $40,443.00 | $0.00 | See FINRA Report |
| Steve Floyd Mankameyer | 1045659 | 5 | 06/18/1998 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Bari Walter Bell | 1331450 | 1 | 11/26/1996 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Steve Floyd Mankameyer | 1045659 | 5 | 01/12/1996 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Steve Floyd Mankameyer | 1045659 | 5 | 11/08/1995 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |