Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Sanjay Bhargava | 4495397 | 5 | 08/08/2023 | Customer Dispute | Pending | $1,000,000.00 | $0.00 | See FINRA Report |
| Matthew Scott Schiller | 5973737 | 1 | 08/08/2023 | Customer Dispute | Pending | $1,000,000.00 | $0.00 | See FINRA Report |
| Donald Nate Carlson | 2903454 | 1 | 08/08/2023 | Customer Dispute | Pending | $1,000,000.00 | $0.00 | See FINRA Report |