Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Sanjay Bhargava | 4495397 | 5 | 04/13/2020 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Thomas Vincent Scotto | 6108385 | 1 | 10/18/2018 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Sidney Joseph Dufresne | 2471091 | 3 | 08/15/2017 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Terry Dean Hollar | 1584024 | 4 | 08/23/2012 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| John Anthony Kailunas | 2048289 | 3 | 02/17/2000 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Joseph Lawrence Taunt | 1087652 | 1 | 01/25/2000 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |