Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jeffrey Lloyd Gibbens | 1482752 | 5 | 12/23/2014 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Jeffrey Lloyd Gibbens | 1482752 | 5 | 08/03/2012 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Jeffrey Lloyd Gibbens | 1482752 | 5 | 07/24/2012 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Jeffrey Lloyd Gibbens | 1482752 | 5 | 07/20/2012 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Jeffrey Lloyd Gibbens | 1482752 | 5 | 07/09/2012 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Carlos Alberto Guzman | 4948028 | 1 | 01/01/2004 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |