Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Donald D Dalton | 3127243 | 2 | 03/11/2024 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Matthew Robert Westberry | 4908745 | 1 | 03/08/2024 | Customer Dispute | Settled | $25,000.00 | $0.00 | See FINRA Report |
| Beverly Biles Cox | 1525005 | 1 | 03/29/2022 | Customer Dispute | Settled | $44,924.00 | $0.00 | See FINRA Report |
| Kyle Jordan Gardner | 4824288 | 2 | 10/11/2016 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Scott Legrand Slade | 5089912 | 1 | 08/20/2012 | Customer Dispute | Settled | $1,366,650.00 | $0.00 | See FINRA Report |
| Bobby Glenn James | 1311728 | 6 | 08/26/2010 | Customer Dispute | Settled | $500,000.00 | $0.00 | See FINRA Report |
| James Patrick Murray | 3249281 | 2 | 12/01/2008 | Customer Dispute | Settled | $6,050.00 | $0.00 | See FINRA Report |
| William Martin Perry | 2142599 | 3 | 02/15/2007 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| John Thomas Studnicky | 1722691 | 7 | 01/18/2005 | Customer Dispute | Settled | $75,000.00 | $0.00 | See FINRA Report |
| Leo Lamond Syphus | 1647485 | 1 | 11/16/2004 | Customer Dispute | Settled | $10,299.00 | $0.00 | See FINRA Report |