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FINRA Broker Disclosures for

Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.

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Displaying 5 out of 5 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
James Anthony Johnson1700589309/19/2008Customer DisputeClosed-No Action$10,648.70$0.00See FINRA Report
James Patrick Murray3249281205/21/2007Customer DisputeClosed-No Action$5,763.00$0.00See FINRA Report
John Thomas Studnicky1722691707/05/2005Customer DisputeClosed-No Action$150,000.00$0.00See FINRA Report
Detroy Lee Womack2780281203/20/2001Customer DisputeClosed-No Action$0.00$0.00See FINRA Report
John Thomas Studnicky1722691702/01/2000Customer DisputeClosed-No Action$94,964.40$0.00See FINRA Report

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