Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Donald D Dalton | 3127243 | 2 | 03/11/2024 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Matthew Robert Westberry | 4908745 | 1 | 03/08/2024 | Customer Dispute | Settled | $25,000.00 | $0.00 | See FINRA Report |
| Beverly Biles Cox | 1525005 | 1 | 03/29/2022 | Customer Dispute | Settled | $44,924.00 | $0.00 | See FINRA Report |
| Kyle Jordan Gardner | 4824288 | 2 | 08/31/2021 | Customer Dispute | Denied | $60,000.00 | $0.00 | See FINRA Report |
| Andrew Theophile Marrach | 3231719 | 1 | 05/13/2019 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Gerald Wayne Parent | 2479342 | 1 | 06/06/2018 | Customer Dispute | Denied | $16,360.80 | $0.00 | See FINRA Report |
| Kyle Jordan Gardner | 4824288 | 2 | 10/11/2016 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Michael Lynn Fortner | 4187792 | 1 | 03/03/2014 | Customer Dispute | Award / Judgment | $49,848.80 | $37,328.80 | See FINRA Report |
| Scott Legrand Slade | 5089912 | 1 | 08/20/2012 | Customer Dispute | Settled | $1,366,650.00 | $0.00 | See FINRA Report |
| John Thomas Studnicky | 1722691 | 7 | 07/26/2012 | Customer Dispute | Denied | $52,000.00 | $0.00 | See FINRA Report |