Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Donald D Dalton | 3127243 | 2 | 10/20/2022 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Victor Kent Sagouspe | 1140282 | 10 | 02/20/2004 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Victor Kent Sagouspe | 1140282 | 10 | 08/27/2001 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Scott Lawrence Clark | 2712285 | 2 | 12/02/1998 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Scott Lawrence Clark | 2712285 | 2 | 11/01/1980 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |