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FINRA Broker Disclosures for

Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.

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Displaying 10 out of 17 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Jason Bryce Vanclef5096529903/20/2023Customer DisputeSettled$500,000.00$0.00See FINRA Report
Scot Barringer1385168810/04/2022Customer DisputeSettled$0.00$0.00See FINRA Report
Scot Barringer1385168809/05/2022Customer DisputeSettled$60,000.00$0.00See FINRA Report
Jason Bryce Vanclef5096529904/12/2022Customer DisputeSettled$100,000.00$0.00See FINRA Report
Scot Barringer1385168804/06/2022Customer DisputeSettled$60,000.00$0.00See FINRA Report
Jason Bryce Vanclef5096529903/11/2014Customer DisputeSettled$959,366.00$0.00See FINRA Report
Jason Bryce Vanclef5096529910/25/2013Customer DisputeSettled$2,500,000.00$0.00See FINRA Report
Scot Barringer1385168810/09/2013Customer DisputeSettled$200,000.00$0.00See FINRA Report
Jason Bryce Vanclef5096529903/28/2013Customer DisputeSettled$100,000.00$0.00See FINRA Report
Jason Bryce Vanclef5096529901/28/2013Customer DisputeSettled$892,745.00$0.00See FINRA Report

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