Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Kristopher Charles Kessler | 4543640 | 2 | 07/31/2024 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Scot Barringer | 1385168 | 8 | 04/09/2024 | Customer Dispute | Pending | $95,000.00 | $0.00 | See FINRA Report |
| Jason Bryce Vanclef | 5096529 | 9 | 03/20/2023 | Customer Dispute | Settled | $500,000.00 | $0.00 | See FINRA Report |
| Scot Barringer | 1385168 | 8 | 02/06/2023 | Customer Dispute | Pending | $70,000.00 | $0.00 | See FINRA Report |
| Scot Barringer | 1385168 | 8 | 10/04/2022 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Scot Barringer | 1385168 | 8 | 09/05/2022 | Customer Dispute | Settled | $60,000.00 | $0.00 | See FINRA Report |
| Jason Bryce Vanclef | 5096529 | 9 | 04/12/2022 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Scot Barringer | 1385168 | 8 | 04/06/2022 | Customer Dispute | Settled | $60,000.00 | $0.00 | See FINRA Report |
| James David Dingle | 1833578 | 6 | 01/29/2020 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| James David Dingle | 1833578 | 6 | 05/16/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |