Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| James David Dingle | 1833578 | 6 | 01/29/2020 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| James David Dingle | 1833578 | 6 | 05/16/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Scot Barringer | 1385168 | 8 | 10/21/2015 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |