Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Scot Barringer | 1385168 | 8 | 04/09/2024 | Customer Dispute | Pending | $95,000.00 | $0.00 | See FINRA Report |
| Jason Bryce Vanclef | 5096529 | 9 | 03/20/2023 | Customer Dispute | Settled | $500,000.00 | $0.00 | See FINRA Report |
| Scot Barringer | 1385168 | 8 | 02/06/2023 | Customer Dispute | Pending | $70,000.00 | $0.00 | See FINRA Report |
| Scot Barringer | 1385168 | 8 | 10/04/2022 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Scot Barringer | 1385168 | 8 | 09/05/2022 | Customer Dispute | Settled | $60,000.00 | $0.00 | See FINRA Report |
| Jason Bryce Vanclef | 5096529 | 9 | 04/12/2022 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Scot Barringer | 1385168 | 8 | 04/06/2022 | Customer Dispute | Settled | $60,000.00 | $0.00 | See FINRA Report |
| Jason Bryce Vanclef | 5096529 | 9 | 03/11/2014 | Customer Dispute | Settled | $959,366.00 | $0.00 | See FINRA Report |
| Jason Bryce Vanclef | 5096529 | 9 | 10/25/2013 | Customer Dispute | Settled | $2,500,000.00 | $0.00 | See FINRA Report |
| Scot Barringer | 1385168 | 8 | 10/09/2013 | Customer Dispute | Settled | $200,000.00 | $0.00 | See FINRA Report |