Our Staff has compiled our research into a database of FINRA Broker Disclosures for Maxim Group LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Murry Meir Shapero | 1846138 | 2 | 11/29/2019 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Salvatore Anthony Fradella | 1482494 | 7 | 02/04/2004 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Salvatore Anthony Fradella | 1482494 | 7 | 02/04/2003 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| William Patrick Rosemond | 2460252 | 2 | 12/15/1999 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Peter Marc Kaufman | 2375036 | 3 | 08/16/1999 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| William Patrick Rosemond | 2460252 | 2 | 03/03/1997 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Angelo Lekanides | 2166624 | 3 | 04/29/1994 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Robert William Benedickson | 726476 | 3 | 02/28/1991 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Andrew Kravitz | 1230996 | 3 | 10/07/1982 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |