Our Staff has compiled our research into a database of FINRA Broker Disclosures for Maxim Group LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Christopher Thomas Brothers | 2186156 | 4 | 07/23/2024 | Customer Dispute | Pending | $300,000.00 | $0.00 | See FINRA Report |
| Christopher Thomas Brothers | 2186156 | 4 | 07/23/2024 | Customer Dispute | Pending | $1,000,000.00 | $0.00 | See FINRA Report |
| Shaw F Elashmawy | 5567379 | 1 | 07/23/2024 | Customer Dispute | Pending | $300,000.00 | $0.00 | See FINRA Report |
| John Patrick Benedickson | 2232104 | 3 | 06/22/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Christopher Thomas Brothers | 2186156 | 4 | 01/18/2024 | Customer Dispute | Pending | $5,000.00 | $0.00 | See FINRA Report |
| Robert Patrick Ford | 2278212 | 9 | 06/22/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Maureen Cruz | 5454878 | 9 | 08/04/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Brian Robertson | 4875064 | 1 | 03/08/2021 | Customer Dispute | Settled | $57,000.00 | $0.00 | See FINRA Report |
| Robert Patrick Ford | 2278212 | 9 | 10/14/2020 | Customer Dispute | Settled | $8,432.34 | $0.00 | See FINRA Report |
| Maureen Cruz | 5454878 | 9 | 12/19/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |