Our Staff has compiled our research into a database of FINRA Broker Disclosures for Maxim Group LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Maureen Cruz | 5454878 | 9 | 08/04/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Maureen Cruz | 5454878 | 9 | 12/19/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Murry Meir Shapero | 1846138 | 2 | 11/29/2019 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Maureen Cruz | 5454878 | 9 | 04/22/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Maureen Cruz | 5454878 | 9 | 04/19/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Maureen Cruz | 5454878 | 9 | 04/19/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Maureen Cruz | 5454878 | 9 | 03/27/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Maureen Cruz | 5454878 | 9 | 01/14/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Maureen Cruz | 5454878 | 9 | 12/14/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Maureen Cruz | 5454878 | 9 | 11/28/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |