Our Staff has compiled our research into a database of FINRA Broker Disclosures for Maxim Group LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Nicholas George Matheos | 6921027 | 1 | 06/12/2012 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Saverio Zappone | 4703296 | 1 | 11/11/2011 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| John Patrick Benedickson | 2232104 | 3 | 06/25/1985 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Robert William Benedickson | 726476 | 3 | 01/24/1979 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Robert William Benedickson | 726476 | 3 | 03/20/1976 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |