Our Staff has compiled our research into a database of FINRA Broker Disclosures for Hightower Securities, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Steven Michael Ayer | 2520471 | 2 | 07/14/2021 | Customer Dispute | Pending | $400,000.00 | $0.00 | See FINRA Report |
| Jeffrey Gaither Sullivan | 1133559 | 1 | 07/14/2021 | Customer Dispute | Pending | $400,000.00 | $0.00 | See FINRA Report |
| Richard William Weeks IV | 2467229 | 3 | 04/09/2021 | Customer Dispute | Pending | $450,000.00 | $0.00 | See FINRA Report |
| Peter Joseph Klein | 1523734 | 2 | 03/05/2021 | Customer Dispute | Pending | $500,000.00 | $0.00 | See FINRA Report |
| Steven Blair Feit | 1027209 | 2 | 08/11/2000 | Customer Dispute | Pending | $40,000.00 | $0.00 | See FINRA Report |