Our Staff has compiled our research into a database of FINRA Broker Disclosures for Hightower Securities, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| John Algeri | 2407167 | 1 | 09/19/2013 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Richard Allan Kula | 4629625 | 1 | 06/18/2013 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Stephen Charles Potts | 2754636 | 1 | 03/02/2012 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Roger Capen Shaffer | 2404126 | 1 | 05/23/2003 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Derek Lynn Bock | 3247749 | 1 | 03/19/2002 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Jeffrey Lee Corliss | 1649445 | 1 | 02/25/2001 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Lanna Lynn Schroeder | 2582381 | 1 | 12/14/1999 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Randy Paul Siller | 1532483 | 2 | 08/25/1995 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |