Our Staff has compiled our research into a database of FINRA Broker Disclosures for Hightower Securities, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Lorraine Geraldine Hutchinson | 2843758 | 1 | 06/19/2009 | Customer Dispute | Closed-No Action | $11,000.00 | $0.00 | See FINRA Report |
| Timothy Martin Scannell | 1552763 | 4 | 01/29/2009 | Customer Dispute | Closed-No Action | $64,000.00 | $0.00 | See FINRA Report |
| Carol Beth Nulman | 1091886 | 5 | 02/14/2008 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Amy B Gilbert | 2605444 | 1 | 11/03/2005 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Matthew John Dillig | 3078720 | 1 | 06/26/2003 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Thomas Dante Volpini | 1459266 | 1 | 06/16/2003 | Customer Dispute | Closed-No Action | $31,548.20 | $0.00 | See FINRA Report |
| William Bartly Wolf | 2235652 | 8 | 09/20/2002 | Customer Dispute | Closed-No Action | $20,000.00 | $0.00 | See FINRA Report |
| Jack Edward Thomas | 2518292 | 1 | 11/21/2000 | Customer Dispute | Closed-No Action | $27,512.10 | $0.00 | See FINRA Report |